Back to search results

Compliance Officer – 12 month FTC

London (City of) SALARY: £60,000 - £60,000 PER: Annum TERM: Contract

We have an incredible opportunity for an experienced Compliance Officer to take on a 12 month fixed term contact working for a top asset manager.  This role will see you working closely with the Head of Compliance and team.  

What You Will Do

This is a close-knit team and your will be involved in a wide range of tasks linked to the compliance function of the business. Tasks will include:

  • Monitoring and completing daily checks
  • Ongoing development and improvement of the compliance process
  • Analysis on pre-trade and post-trade investment restrictions
  • Monitoring internal compliance and maintaining logbook records
  • Review and approval of marketing materials
  • Perform AML and KYC checks as required
  • Reporting and recordkeeping
  • Responding to regulators enquiries and requests  

What We Are Looking For

We are looking for a capable candidate that can manage their own workload and is not afraid to roll up their sleeves and help with a range of tasks. We are looking for:

  • Experience in a similar role within finance – ideally an asset management setting
  • Impeccable attention to detail
  • Excellent interpersonal skills - written and verbal
  • Ability to build strong relationships with all stakeholders
  • Highly organised and detail oriented

This role comes with fantastic benefits. Fantastic exposure within an outstanding asset manager that could lead to fantastic career opportunities. 


CV Upload

Drop files here browse files ...

Additional Documents

Drop files here browse files ...
Please note only shortlisted candidates will be contacted.
Find out what we do with your data here.

POSTED: 26 Nov 2020 JOB ID: RS21848

Related Jobs

Company Secretary - ICSA qualified   Central London, United Kingdom new
13th January 2021